Privacy Policy

Application Of This Policy

This Online Privacy Statement applies to the personal information that we collect from or about you via this Guggenheim Investment Advisors ("GIA") web site. This site may contain links to other web sites and this Online Privacy Statement does not apply to those sites. If you link to those sites, we recommend that you review those sites' privacy policies.

If we materially change our privacy policy or practices, we will also change this Online Privacy Statement to notify you of such changes.

In addition, certain affiliates of GIA and certain entities within GIA may have their own privacy policies with respect to their "off-line" business or practices. Such policies will apply to information collected by such entities and affiliates.

Personal And Technical Information Collected

This site will collect personal information that you voluntarily provide. This site may also collect information on preferences, such as which pages on this site you visit and certain technical information on your computer and operating system.

Cookies

On this site we may use cookies or other technology to gather information about site usage to help us improve the content, usability and functionality of the site, and to remember certain user attributes. This helps us better tailor the site for users and better understand how many new and repeat users visit the site, which features or pages are the most popular and user browsing and usage patterns.

You can set your Web browser to prompt you before you accept a cookie, accept cookies automatically or reject all cookies. However, if you choose not to accept cookies from this Site, then you may not be able to access and use all or parts of this site or benefit from the information and services which it offers.

Confidentiality And Data Sharing

We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information. We do not sell or rent personal information to any third party. We will share data that we have collected through this site (1) where we believe in good faith that disclosure is required under law, to cooperate with regulators or law enforcement authorities, or to protect our rights or property; (2) with service providers as needed in connection with the operation and review of this site and its effectiveness and/or to provide general business support (e.g. external auditors and attorneys); and (3) with affiliates for the purpose of performing services and carrying out internal functions.

E-mail

We recommend that you not send us any individual personal information via nonsecure methods of communication, including via public electronic communication channels, such as Internet e-mail, which are generally not secure.

Contact Us

If you have any questions regarding this Online Privacy Statement or our privacy-related practices, please e-mail us at contactus@gia-global.com.

As always, if you are a GIA client, your GIA representative is available to assist you and direct your inquiries on these matters.

Guggenheim Investment Advisors, LLC Online Privacy Statement: Last updated March 2009